-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TX1zwkzGuYtMJ+KkqLcC5ZMZpQ0rYIRS/M3UHIFZOBteXgRa+0mWa0NZKc3jY8LT JgBel6v4WxisN8DQ7Sjmlg== 0001193125-04-031226.txt : 20040227 0001193125-04-031226.hdr.sgml : 20040227 20040227153102 ACCESSION NUMBER: 0001193125-04-031226 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040227 GROUP MEMBERS: COLUMBIA ACORN TRUST GROUP MEMBERS: WAM ACQUISITION GP, INC. GROUP MEMBERS: WANGER ADVISORS TRUST SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GADZOOKS INC CENTRAL INDEX KEY: 0000924140 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-FAMILY CLOTHING STORES [5651] IRS NUMBER: 742261048 STATE OF INCORPORATION: TX FISCAL YEAR END: 0127 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-45617 FILM NUMBER: 04634952 BUSINESS ADDRESS: STREET 1: 4121 INTERNATIONAL PKWY CITY: CARROLLTON STATE: TX ZIP: 75007 BUSINESS PHONE: 9723075555 MAIL ADDRESS: STREET 1: 4121 INTERNTIONAL PKWY CITY: CARROLLTON STATE: TX ZIP: 75007 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: LIBERTY WANGER ASSET MANAGEMENT LP CENTRAL INDEX KEY: 0000908733 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 363820584 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 227 W MONROE STREET STREET 2: SUITE 3000 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3126349230 MAIL ADDRESS: STREET 1: 227 W MONROE ST STREET 2: STE 3000 CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: WANGER ASSET MANAGEMENT LP DATE OF NAME CHANGE: 19990108 SC 13G/A 1 dsc13ga.htm SCHEDULE 13G/A SCHEDULE 13G/A

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

 

SCHEDULE 13G

 

 

Under the Securities Exchange Act of 1934

(Amendment No. 6 )*

 

 

 

 

 

Gadzooks, Inc.


(Name of Issuer)

 

 

Common Stock


(Title of Class of Securities)

 

 

362553109


                                (CUSIP Number)                                

 

 

January 31, 2004


(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

x Rule 13d-1(b)

 

¨ Rule 13d-1(c)

 

¨ Rule 13d-1(d)

 

 

*   The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

Page 1 of 11 pages


CUSIP No.362553109   13G   Page 2 of 11 Pages

 


  1.  

Name of Reporting Person

S.S. or I.R.S. Identification No. of above person

 

            Columbia Wanger Asset Management, L.P. 36-3820584

   

  2.  

Check the Appropriate Box if a Member of a Group*

Not Applicable

(a)  ¨

(b)  ¨

   

  3.  

SEC Use Only

 

   

  4.  

Citizenship or Place of Organization

 

            Delaware

   

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

  5.    Sole Voting Power

 

                None


  6.    Shared Voting Power

 

                None


  7.    Sole Dispositive Power

 

                None


  8.    Shared Dispositive Power

 

                None


  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            None

   

10.  

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares*

 

            Not Applicable

 

 

 

¨


11.  

Percent of Class Represented by Amount in Row 9

 

            None

   

12.  

Type of Reporting Person*

 

            IA

   


CUSIP No.362553109   13G   Page 3 of 11 Pages

 


  1.  

Name of Reporting Person

S.S. or I.R.S. Identification No. of above person

 

            WAM Acquisition GP, Inc.

   

  2.  

Check the Appropriate Box if a Member of a Group*

Not Applicable

(a)  ¨

(b)  ¨

   

  3.  

SEC Use Only

 

   

  4.  

Citizenship or Place of Organization

 

            Delaware

   

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

  5.    Sole Voting Power

 

                None


  6.    Shared Voting Power

 

                None


  7.    Sole Dispositive Power

 

                None


  8.    Shared Dispositive Power

 

                None


  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            None

   

10.  

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares*

 

            Not Applicable

 

 

 

¨


11.  

Percent of Class Represented by Amount in Row 9

 

            None

   

12.  

Type of Reporting Person*

 

            CO

   


CUSIP No.362553109   13G   Page 4 of 11 Pages

 


  1.  

Name of Reporting Person

S.S. or I.R.S. Identification No. of above person

 

            Columbia Acorn Trust

   

  2.  

Check the Appropriate Box if a Member of a Group*

Not Applicable

(a)  ¨

(b)  ¨

   

  3.  

SEC Use Only

 

   

  4.  

Citizenship or Place of Organization

 

            Massachusetts

   

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

  5.    Sole Voting Power

 

                None


  6.    Shared Voting Power

 

                None


  7.    Sole Dispositive Power

 

                None


  8.    Shared Dispositive Power

 

                None


  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            None

   

10.  

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares*

 

            Not Applicable

 

 

 

¨


11.  

Percent of Class Represented by Amount in Row 9

 

            None

   

12.  

Type of Reporting Person*

 

            IV

   


CUSIP No.362553109   13G   Page 5 of 11 Pages

 


  1.  

Name of Reporting Person

S.S. or I.R.S. Identification No. of above person

 

            Wanger Advisors Trust

   

  2.  

Check the Appropriate Box if a Member of a Group*

Not Applicable

(a)  ¨

(b)  ¨

   

  3.  

SEC Use Only

 

   

  4.  

Citizenship or Place of Organization

 

            Massachusetts

   

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

  5.    Sole Voting Power

 

                None


  6.    Shared Voting Power

 

                None


  7.    Sole Dispositive Power

 

                None


  8.    Shared Dispositive Power

 

                None


  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            None

   

10.  

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares*

 

            Not Applicable

 

 

 

¨


11.  

Percent of Class Represented by Amount in Row 9

 

            None

   

12.  

Type of Reporting Person*

 

            IV

   


Item 1.

 

(a)

   Name of Issuer:          
         Gadzooks, Inc.          

Item 1.

 

(b)

   Address of Issuer’s Principal Executive Offices          
        

4121 International Parkway

Carrollton, TX 75007

         

Item 2.

 

(a)

   Name of Person Filing:          
        

Columbia Wanger Asset Management, L.P. (“WAM”)

WAM Acquisition GP, Inc., the general partner of WAM (“WAM GP”)

Columbia Acorn Trust (“Acorn”)

Wanger Advisors Trust (“WAT”)

         

Item 2.

 

(b)

   Address of Principal Business Office or, if none, Residence:          
         WAM, WAM GP, Acorn and WAT are all located at:          
        

227 West Monroe Street, Suite 3000

Chicago, Illinois 60606

         

Item 2.

 

(c)

   Citizenship:          
        

WAM is a Delaware limited partnership; WAM GP is a Delaware

corporation; Acorn is a Massachusetts business trust; and WAT is

a Massachusetts business trust.

         

Item 2.

 

(d)

   Title of Class of Securities:          
         Common Stock          

Item 2.

 

(e)

   CUSIP Number:              
         362553109          

Item 3.

  Type of Person:     
    (d)    Acorn is an Investment Company under section 8 of the Investment Company Act.          
    (d)    WAT is an Investment Company under section 8 of the Investment Company Act.          
    (e)    WAM is an Investment Adviser registered under section 203 of the Investment Advisers Act of 1940; WAM GP is the General Partner of the Investment Adviser.          

 

 

Page 6 of 11 pages


Item 4.

   Ownership (at January 31, 2004):          
     (a)    Amount owned “beneficially” within the meaning of rule 13d-3:          
          None          
     (b)    Percent of class:          
          0%          
     (c)    Number of shares as to which such person has:          
          (i)    Sole power to vote or to direct the vote: none          
          (ii)    Shared power to vote or to direct the vote: none          
          (iii)    Sole power to dispose or to direct the disposition of: none          
          (iv)    Shared power to dispose or to direct disposition of: none          

Item 5.

   Ownership of Five Percent or Less of a Class:     
    

It this statement is being filed to report the fact that as of the date

hereof the reporting person has ceased to be the beneficial owner

of more than five percent of the class of securities, check the following [X].

    

Item 6.

   Ownership of More than Five Percent on Behalf of Another Person:          
    

Not applicable.

         

Item 7.

   Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company:
    

Not Applicable

Item 8.

   Identification and Classification of Members of the Group:          
    

Not Applicable

         

Item 9.

   Notice of Dissolution of Group:          
    

Not Applicable

         

 

Page 7 of 11 pages


Item 10.

   Certification:          
    

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

         

 

Page 8 of 11 pages


Signature

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Date: February 27, 2004

 

The undersigned corporation, on the date above written, agrees and consents to the joint filing on its behalf of this Schedule 13G in connection with its beneficial ownership of the security reported herein.

 

WAM Acquisition GP, Inc.

for itself and as general partner of

COLUMBIA WANGER ASSET

MANAGEMENT, L.P.

By:   /s/    Bruce H. Lauer         
   
               Bruce H. Lauer
               Senior Vice President and Secretary

 

The undersigned trust, on the date above written, agrees and consents to the joint filing on its behalf of this Schedule 13G in connection with its beneficial ownership of the security reported herein.

 

COLUMBIA ACORN TRUST
By:       /s/    Bruce H. Lauer        
   
                   Bruce H. Lauer
                   Vice President, Treasurer and Secretary

 

The undersigned trust, on the date above written, agrees and consents to the joint filing on its behalf of this Schedule 13G in connection with its beneficial ownership of the security reported herein.

 

WANGER ADVISORS TRUST
By:   /s/    Bruce H. Lauer         
   
               Bruce H. Lauer
               Vice President, Treasurer and Secretary

 

Page 9 of 11 pages


Exhibit Index

 

Exhibit 1    Joint Filing Agreement dated as of February 27, 2004 by and among Columbia Wanger Asset Management, L.P., WAM Acquisition GP, Inc., Columbia Acorn Trust and Wanger Advisors Trust.

 

 

Page 10 of 11 pages


EXHIBIT 1

 

JOINT FILING AGREEMENT

 

The undersigned hereby agree to the joint filing of the Schedule 13G to which this Agreement is attached.

 

Dated: February 27, 2004

 

WAM Acquisition GP, Inc.

for itself and as general partner of

COLUMBIA WANGER ASSET

MANAGEMENT, L.P.

By:   /s/    Bruce H. Lauer         
   
               Bruce H. Lauer
               Senior Vice President and Secretary

 

COLUMBIA ACORN TRUST
By:   /s/    Bruce H. Lauer         
   
               Bruce H. Lauer
               Vice President, Treasurer and Secretary

 

WANGER ADVISORS TRUST
By:   /s/    Bruce H. Lauer         
   
               Bruce H. Lauer
               Vice President, Treasurer and Secretary

 

Page 11 of 11 pages

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